HTTPbis Working Group R. Fielding, Editor
Internet-Draft Adobe
Obsoletes: 2616 (if approved) J. Gettys
Intended status: Standards Track Alcatel-Lucent
Expires: January 12, 2012 J. Mogul
H. Frystyk
L. Masinter
P. Leach
T. Berners-Lee
Y. Lafon, Editor
M. Nottingham, Editor
J. Reschke, Editor
July 11, 2011

HTTP/1.1, part 6: Caching


The Hypertext Transfer Protocol (HTTP) is an application-level protocol for distributed, collaborative, hypermedia information systems. This document is Part 6 of the seven-part specification that defines the protocol referred to as "HTTP/1.1" and, taken together, obsoletes RFC 2616. Part 6 defines requirements on HTTP caches and the associated header fields that control cache behavior or indicate cacheable response messages.

Editorial Note (To be removed by RFC Editor)

Discussion of this draft should take place on the HTTPBIS working group mailing list (, which is archived at <>.

The current issues list is at <> and related documents (including fancy diffs) can be found at <>.

The changes in this draft are summarized in Appendix C.16.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet-Drafts is at

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This Internet-Draft will expire on January 12, 2012.

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Table of Contents

1. Introduction

HTTP is typically used for distributed information systems, where performance can be improved by the use of response caches. This document defines aspects of HTTP/1.1 related to caching and reusing response messages.

1.1 Purpose

An HTTP cache is a local store of response messages and the subsystem that controls its message storage, retrieval, and deletion. A cache stores cacheable responses in order to reduce the response time and network bandwidth consumption on future, equivalent requests. Any client or server MAY employ a cache, though a cache cannot be used by a server that is acting as a tunnel.

Caching would be useless if it did not significantly improve performance. The goal of caching in HTTP/1.1 is to reuse a prior response message to satisfy a current request. In some cases, a stored response can be reused without the need for a network request, reducing latency and network round-trips; a "freshness" mechanism is used for this purpose (see Section 2.3). Even when a new request is required, it is often possible to reuse all or parts of the payload of a prior response to satisfy the request, thereby reducing network bandwidth usage; a "validation" mechanism is used for this purpose (see Section 2.4).

1.2 Terminology

This specification uses a number of terms to refer to the roles played by participants in, and objects of, HTTP caching.


shared cache

private cache


explicit expiration time

heuristic expiration time



freshness lifetime




1.3 Requirements

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].

An implementation is not compliant if it fails to satisfy one or more of the "MUST" or "REQUIRED" level requirements for the protocols it implements. An implementation that satisfies all the "MUST" or "REQUIRED" level and all the "SHOULD" level requirements for its protocols is said to be "unconditionally compliant"; one that satisfies all the "MUST" level requirements but not all the "SHOULD" level requirements for its protocols is said to be "conditionally compliant".

1.4 Syntax Notation

This specification uses the ABNF syntax defined in Section 1.2 of [Part1] (which extends the syntax defined in [RFC5234] with a list rule). Appendix B shows the collected ABNF, with the list rule expanded.

The following core rules are included by reference, as defined in [RFC5234], Appendix B.1: ALPHA (letters), CR (carriage return), CRLF (CR LF), CTL (controls), DIGIT (decimal 0-9), DQUOTE (double quote), HEXDIG (hexadecimal 0-9/A-F/a-f), LF (line feed), OCTET (any 8-bit sequence of data), SP (space), VCHAR (any visible USASCII character), and WSP (whitespace).

1.4.1 Core Rules

The core rules below are defined in Section 1.2.2 of [Part1]:

  quoted-string = <quoted-string, defined in [Part1], Section 1.2.2>
  token         = <token, defined in [Part1], Section 1.2.2>
  OWS           = <OWS, defined in [Part1], Section 1.2.2>

1.4.2 ABNF Rules defined in other Parts of the Specification

The ABNF rules below are defined in other parts:

  field-name    = <field-name, defined in [Part1], Section 3.2>
  HTTP-date     = <HTTP-date, defined in [Part1], Section 6.1>
  port          = <port, defined in [Part1], Section 2.7>
  pseudonym     = <pseudonym, defined in [Part1], Section 9.9> 
  uri-host      = <uri-host, defined in [Part1], Section 2.7>

1.5 Delta Seconds

The delta-seconds rule specifies a non-negative integer, representing time in seconds.

  delta-seconds  = 1*DIGIT

If an implementation receives a delta-seconds value larger than the largest positive integer it can represent, or if any of its subsequent calculations overflows, it MUST consider the value to be 2147483648 (231). Recipients parsing a delta-seconds value SHOULD use an arithmetic type of at least 31 bits of range, and senders MUST NOT send delta-seconds with a value greater than 2147483648.

2. Cache Operation

2.1 Response Cacheability

A cache MUST NOT store a response to any request, unless:

Note that any of the requirements listed above can be overridden by a cache-control extension; see Section 3.2.3.

In this context, a cache has "understood" a request method or a response status code if it recognises it and implements any cache-specific behavior. In particular, 206 Partial Content responses cannot be cached by an implementation that does not handle partial content (see Section 2.1.1).

Note that in normal operation, most caches will not store a response that has neither a cache validator nor an explicit expiration time, as such responses are not usually useful to store. However, caches are not prohibited from storing such responses.

2.1.1 Storing Partial and Incomplete Responses

A cache that receives an incomplete response (for example, with fewer bytes of data than specified in a Content-Length header field) can store the response, but MUST treat it as a partial response [Part5]. Partial responses can be combined as described in Section 4 of [Part5]; the result might be a full response or might still be partial. A cache MUST NOT return a partial response to a client without explicitly marking it as such using the 206 (Partial Content) status code.

A cache that does not support the Range and Content-Range header fields MUST NOT store incomplete or partial responses.

2.2 Constructing Responses from Caches

For a presented request, a cache MUST NOT return a stored response, unless:

Note that any of the requirements listed above can be overridden by a cache-control extension; see Section 3.2.3.

When a stored response is used to satisfy a request without validation, a cache MUST include a single Age header field (Section 3.1) in the response with a value equal to the stored response's current_age; see Section 2.3.2.

A cache MUST write through requests with methods that are unsafe (Section 7.1.1 of [Part2]) to the origin server; i.e., a cache must not generate a reply to such a request before having forwarded the request and having received a corresponding response.

Also, note that unsafe requests might invalidate already stored responses; see Section 2.5.

When more than one suitable response is stored, a cache MUST use the most recent response (as determined by the Date header field). It can also forward a request with "Cache-Control: max-age=0" or "Cache-Control: no-cache" to disambiguate which response to use.

A cache that does not have a clock available MUST NOT use stored responses without revalidating them on every use. A cache, especially a shared cache, SHOULD use a mechanism, such as NTP [RFC1305], to synchronize its clock with a reliable external standard.

2.3 Freshness Model

When a response is "fresh" in the cache, it can be used to satisfy subsequent requests without contacting the origin server, thereby improving efficiency.

The primary mechanism for determining freshness is for an origin server to provide an explicit expiration time in the future, using either the Expires header field (Section 3.3) or the max-age response cache directive (Section 3.2.2). Generally, origin servers will assign future explicit expiration times to responses in the belief that the representation is not likely to change in a semantically significant way before the expiration time is reached.

If an origin server wishes to force a cache to validate every request, it can assign an explicit expiration time in the past to indicate that the response is already stale. Compliant caches will normally validate the cached response before reusing it for subsequent requests (see Section 2.3.3).

Since origin servers do not always provide explicit expiration times, a cache MAY assign a heuristic expiration time when an explicit time is not specified, employing algorithms that use other header field values (such as the Last-Modified time) to estimate a plausible expiration time. This specification does not provide specific algorithms, but does impose worst-case constraints on their results.

The calculation to determine if a response is fresh is:

   response_is_fresh = (freshness_lifetime > current_age)

The freshness_lifetime is defined in Section 2.3.1; the current_age is defined in Section 2.3.2.

Additionally, clients might need to influence freshness calculation. They can do this using several request cache directives, with the effect of either increasing or loosening constraints on freshness. See Section 3.2.1.

Note that freshness applies only to cache operation; it cannot be used to force a user agent to refresh its display or reload a resource. See Section 4 for an explanation of the difference between caches and history mechanisms.

2.3.1 Calculating Freshness Lifetime

A cache can calculate the freshness lifetime (denoted as freshness_lifetime) of a response by using the first match of:

Note that this calculation is not vulnerable to clock skew, since all of the information comes from the origin server. Calculating Heuristic Freshness

If no explicit expiration time is present in a stored response that has a status code whose definition allows heuristic freshness to be used (including the following in Section 8 of [Part2]: 200, 203, 206, 300, 301 and 410), a cache MAY calculate a heuristic expiration time. A cache MUST NOT use heuristics to determine freshness for responses with status codes that do not explicitly allow it.

When a heuristic is used to calculate freshness lifetime, a cache SHOULD attach a Warning header field with a 113 warn-code to the response if its current_age is more than 24 hours and such a warning is not already present.

Also, if the response has a Last-Modified header field (Section 2.1 of [Part4]), a cache SHOULD NOT use a heuristic expiration value that is more than some fraction of the interval since that time. A typical setting of this fraction might be 10%.

Note: RFC 2616 ([RFC2616], Section 13.9) required that caches do not calculate heuristic freshness for URIs with query components (i.e., those containing '?'). In practice, this has not been widely implemented. Therefore, servers are encouraged to send explicit directives (e.g., Cache-Control: no-cache) if they wish to preclude caching.

2.3.2 Calculating Age

HTTP/1.1 uses the Age header field to convey the estimated age of the response message when obtained from a cache. The Age field value is the cache's estimate of the amount of time since the response was generated or validated by the origin server. In essence, the Age value is the sum of the time that the response has been resident in each of the caches along the path from the origin server, plus the amount of time it has been in transit along network paths.

The following data is used for the age calculation:






A response's age can be calculated in two entirely independent ways:

  1. the "apparent_age": response_time minus date_value, if the local clock is reasonably well synchronized to the origin server's clock. If the result is negative, the result is replaced by zero.
  2. the "corrected_age_value", if all of the caches along the response path implement HTTP/1.1. A cache MUST interpret this value relative to the time the request was initiated, not the time that the response was received.
  apparent_age = max(0, response_time - date_value);

  response_delay = response_time - request_time;
  corrected_age_value = age_value + response_delay;  

These are combined as

  corrected_initial_age = max(apparent_age, corrected_age_value);

The current_age of a stored response can then be calculated by adding the amount of time (in seconds) since the stored response was last validated by the origin server to the corrected_initial_age.

  resident_time = now - response_time;
  current_age = corrected_initial_age + resident_time;

2.3.3 Serving Stale Responses

A "stale" response is one that either has explicit expiry information or is allowed to have heuristic expiry calculated, but is not fresh according to the calculations in Section 2.3.

A cache MUST NOT return a stale response if it is prohibited by an explicit in-protocol directive (e.g., by a "no-store" or "no-cache" cache directive, a "must-revalidate" cache-response-directive, or an applicable "s-maxage" or "proxy-revalidate" cache-response-directive; see Section 3.2.2).

A cache SHOULD NOT return stale responses unless it is disconnected (i.e., it cannot contact the origin server or otherwise find a forward path) or doing so is explicitly allowed (e.g., by the max-stale request directive; see Section 3.2.1).

A cache SHOULD append a Warning header field with the 110 warn-code (see Section 3.6) to stale responses. Likewise, a cache SHOULD add the 112 warn-code to stale responses if the cache is disconnected.

If a cache receives a first-hand response (either an entire response, or a 304 (Not Modified) response) that it would normally forward to the requesting client, and the received response is no longer fresh, the cache SHOULD forward it to the requesting client without adding a new Warning (but without removing any existing Warning header fields). A cache SHOULD NOT attempt to validate a response simply because that response became stale in transit.

2.4 Validation Model

When a cache has one or more stored responses for a requested URI, but cannot serve any of them (e.g., because they are not fresh, or one cannot be selected; see Section 2.7), it can use the conditional request mechanism [Part4] in the forwarded request to give the origin server an opportunity to both select a valid stored response to be used, and to update it. This process is known as "validating" or "revalidating" the stored response.

When sending such a conditional request, a cache SHOULD add an If-Modified-Since header field whose value is that of the Last-Modified header field from the selected (see Section 2.7) stored response, if available.

Additionally, a cache SHOULD add an If-None-Match header field whose value is that of the ETag header field(s) from all responses stored for the requested URI, if present. However, if any of the stored responses contains only partial content, the cache SHOULD NOT include its entity-tag in the If-None-Match header field unless the request is for a range that would be fully satisfied by that stored response.

A 304 (Not Modified) response status code indicates that the stored response can be updated and reused; see Section 2.8.

A full response (i.e., one with a response body) indicates that none of the stored responses nominated in the conditional request is suitable. Instead, a cache SHOULD use the full response to satisfy the request and MAY replace the stored response.

If a cache receives a 5xx response while attempting to validate a response, it MAY either forward this response to the requesting client, or act as if the server failed to respond. In the latter case, it MAY return a previously stored response (see Section 2.3.3).

2.5 Request Methods that Invalidate

Because unsafe request methods (Section 7.1.1 of [Part2]) such as PUT, POST or DELETE have the potential for changing state on the origin server, intervening caches can use them to keep their contents up-to-date.

A cache MUST invalidate the effective Request URI (Section 4.3 of [Part1]) as well as the URI(s) in the Location and Content-Location header fields (if present) when a non-error response to a request with an unsafe method is received.

However, a cache MUST NOT invalidate a URI from a Location or Content-Location header field if the host part of that URI differs from the host part in the effective request URI (Section 4.3 of [Part1]). This helps prevent denial of service attacks.

A cache SHOULD invalidate the effective request URI (Section 4.3 of [Part1]) when it receives a non-error response to a request with a method whose safety is unknown.

Here, a "non-error response" is one with a 2xx or 3xx status code. "Invalidate" means that the cache will either remove all stored responses related to the effective request URI, or will mark these as "invalid" and in need of a mandatory validation before they can be returned in response to a subsequent request.

Note that this does not guarantee that all appropriate responses are invalidated. For example, the request that caused the change at the origin server might not have gone through the cache where a response is stored.

2.6 Shared Caching of Authenticated Responses

A shared cache MUST NOT use a cached response to a request with an Authorization header field (Section 4.1 of [Part7]) to satisfy any subsequent request unless a cache directive that allows such responses to be stored is present in the response.

In this specification, the following Cache-Control response directives (Section 3.2.2) have such an effect: must-revalidate, public, s-maxage.

Note that cached responses that contain the "must-revalidate" and/or "s-maxage" response directives are not allowed to be served stale (Section 2.3.3) by shared caches. In particular, a response with either "max-age=0, must-revalidate" or "s-maxage=0" cannot be used to satisfy a subsequent request without revalidating it on the origin server.

2.7 Caching Negotiated Responses

When a cache receives a request that can be satisfied by a stored response that has a Vary header field (Section 3.5), it MUST NOT use that response unless all of the selecting header fields nominated by the Vary header field match in both the original request (i.e., that associated with the stored response), and the presented request.

The selecting header fields from two requests are defined to match if and only if those in the first request can be transformed to those in the second request by applying any of the following:

If (after any normalization that might take place) a header field is absent from a request, it can only match another request if it is also absent there.

A Vary header field-value of "*" always fails to match, and subsequent requests to that resource can only be properly interpreted by the origin server.

The stored response with matching selecting header fields is known as the selected response.

If multiple selected responses are available, the most recent response (as determined by the Date header field) is used; see Section 2.2.

If no selected response is available, the cache MAY forward the presented request to the origin server in a conditional request; see Section 2.4.

2.8 Combining Responses

When a cache receives a 304 (Not Modified) response or a 206 (Partial Content) response (in this section, the "new" response"), it needs to create an updated response by combining the stored response with the new one, so that the updated response can be used to satisfy the request, and potentially update the cached response.

If the new response contains an ETag, it identifies the stored response to use. [TODO-mention-CL: might need language about Content-Location here][TODO-select-for-combine: Shouldn't this be the selected response?]

When the new response's status code is 206 (partial content), a cache MUST NOT combine it with the old response if either response does not have a validator, and MUST NOT combine it with the old response when those validators do not match with the strong comparison function (see Section 2.2.2 of [Part4]).

The stored response header fields are used as those of the updated response, except that

A cache MUST use the updated response header fields to replace those of the stored response (unless the stored response is removed). In the case of a 206 response, a cache MAY store the combined representation.

3. Header Field Definitions

This section defines the syntax and semantics of HTTP/1.1 header fields related to caching.

3.1 Age

The "Age" header field conveys the sender's estimate of the amount of time since the response was generated or successfully validated at the origin server. Age values are calculated as specified in Section 2.3.2.

  Age = delta-seconds

Age field-values are non-negative integers, representing time in seconds (see Section 1.5).

The presence of an Age header field in a response implies that a response is not first-hand. However, the converse is not true, since HTTP/1.0 caches might not implement the Age header field.

3.2 Cache-Control

The "Cache-Control" header field is used to specify directives for caches along the request/response chain. Such cache directives are unidirectional in that the presence of a directive in a request does not imply that the same directive is to be given in the response.

A cache MUST obey the requirements of the Cache-Control directives defined in this section. See Section 3.2.3 for information about how Cache-Control directives defined elsewhere are handled.

Note: HTTP/1.0 caches might not implement Cache-Control and might only implement Pragma: no-cache (see Section 3.4).

A proxy, whether or not it implements a cache, MUST pass cache directives through in forwarded messages, regardless of their significance to that application, since the directives might be applicable to all recipients along the request/response chain. It is not possible to target a directive to a specific cache.

  Cache-Control   = 1#cache-directive

  cache-directive = cache-request-directive
     / cache-response-directive

  cache-extension = token [ "=" ( token / quoted-string ) ]

3.2.1 Request Cache-Control Directives

  cache-request-directive =
     / "no-store"
     / "max-age" "=" delta-seconds
     / "max-stale" [ "=" delta-seconds ]
     / "min-fresh" "=" delta-seconds
     / "no-transform"
     / "only-if-cached"
     / cache-extension








3.2.2 Response Cache-Control Directives

  cache-response-directive =
     / "private" [ "=" DQUOTE 1#field-name DQUOTE ]
     / "no-cache" [ "=" DQUOTE 1#field-name DQUOTE ]
     / "no-store"
     / "no-transform"
     / "must-revalidate"
     / "proxy-revalidate"
     / "max-age" "=" delta-seconds
     / "s-maxage" "=" delta-seconds
     / cache-extension










3.2.3 Cache Control Extensions

The Cache-Control header field can be extended through the use of one or more cache-extension tokens, each with an optional value. Informational extensions (those that do not require a change in cache behavior) can be added without changing the semantics of other directives. Behavioral extensions are designed to work by acting as modifiers to the existing base of cache directives. Both the new directive and the standard directive are supplied, such that applications that do not understand the new directive will default to the behavior specified by the standard directive, and those that understand the new directive will recognize it as modifying the requirements associated with the standard directive. In this way, extensions to the cache-control directives can be made without requiring changes to the base protocol.

This extension mechanism depends on an HTTP cache obeying all of the cache-control directives defined for its native HTTP-version, obeying certain extensions, and ignoring all directives that it does not understand.

For example, consider a hypothetical new response directive called "community" that acts as a modifier to the private directive. We define this new directive to mean that, in addition to any private cache, any cache that is shared only by members of the community named within its value may cache the response. An origin server wishing to allow the UCI community to use an otherwise private response in their shared cache(s) could do so by including

  Cache-Control: private, community="UCI"

A cache seeing this header field will act correctly even if the cache does not understand the community cache-extension, since it will also see and understand the private directive and thus default to the safe behavior.

A cache MUST ignore unrecognized cache directives; it is assumed that any cache directive likely to be unrecognized by an HTTP/1.1 cache will be combined with standard directives (or the response's default cacheability) such that the cache behavior will remain minimally correct even if the cache does not understand the extension(s).

The HTTP Cache Directive Registry defines the name space for the cache directives.

A registration MUST include the following fields:

Values to be added to this name space are subject to IETF review ([RFC5226], Section 4.1).

The registry itself is maintained at <>.

3.3 Expires

The "Expires" header field gives the date/time after which the response is considered stale. See Section 2.3 for further discussion of the freshness model.

The presence of an Expires field does not imply that the original resource will change or cease to exist at, before, or after that time.

The field-value is an absolute date and time as defined by HTTP-date in Section 6.1 of [Part1]; a sender MUST use the rfc1123-date format.

  Expires = HTTP-date

For example

  Expires: Thu, 01 Dec 1994 16:00:00 GMT

Note: If a response includes a Cache-Control field with the max-age directive (see Section 3.2.2), that directive overrides the Expires field. Likewise, the s-maxage directive overrides Expires in shared caches.

A server SHOULD NOT send Expires dates more than one year in the future.

A cache MUST treat other invalid date formats, especially including the value "0", as in the past (i.e., "already expired").

3.4 Pragma

The "Pragma" header field allows backwards compatibility with HTTP/1.0 caches, so that clients can specify a "no-cache" request that they will understand (as Cache-Control was not defined until HTTP/1.1). When the Cache-Control header is also present and understood in a request, Pragma is ignored.

In HTTP/1.0, Pragma was defined as an extensible field for implementation-specified directives for recipients. This specification deprecates such extensions to improve interoperability.

  Pragma           = 1#pragma-directive
  pragma-directive = "no-cache" / extension-pragma
  extension-pragma = token [ "=" ( token / quoted-string ) ]

When the Cache-Control header is not present in a request, the no-cache request pragma-directive MUST have the same effect on caches as if "Cache-Control: no-cache" were present (see Section 3.2.1).

When sending a no-cache request, a client SHOULD include both pragma and cache-control directives unless Cache-Control: no-cache is purposefully omitted to target other Cache-Control response directives at HTTP/1.1 caches. For example:

GET / HTTP/1.1
Cache-Control: max-age=30
Pragma: no-cache

will constrain HTTP/1.1 caches to serve a response no older than 30 seconds, while precluding implementations that do not understand Cache-Control from serving a cached response.

Note: Because the meaning of "Pragma: no-cache" in responses is not specified, it does not provide a reliable replacement for "Cache-Control: no-cache" in them.

3.5 Vary

The "Vary" header field conveys the set of header fields that were used to select the representation.

Caches use this information, in part, to determine whether a stored response can be used to satisfy a given request; see Section 2.7. determines, while the response is fresh, whether a cache is permitted to use the response to reply to a subsequent request without validation; see Section 2.7.

In uncacheable or stale responses, the Vary field value advises the user agent about the criteria that were used to select the representation.

  Vary = "*" / 1#field-name

The set of header fields named by the Vary field value is known as the selecting header fields.

A server SHOULD include a Vary header field with any cacheable response that is subject to server-driven negotiation. Doing so allows a cache to properly interpret future requests on that resource and informs the user agent about the presence of negotiation on that resource. A server MAY include a Vary header field with a non-cacheable response that is subject to server-driven negotiation, since this might provide the user agent with useful information about the dimensions over which the response varies at the time of the response.

A Vary field value of "*" signals that unspecified parameters not limited to the header fields (e.g., the network address of the client), play a role in the selection of the response representation; therefore, a cache cannot determine whether this response is appropriate. A proxy MUST NOT generate the "*" value.

The field-names given are not limited to the set of standard header fields defined by this specification. Field names are case-insensitive.

3.6 Warning

The "Warning" header field is used to carry additional information about the status or transformation of a message that might not be reflected in the message. This information is typically used to warn about possible incorrectness introduced by caching operations or transformations applied to the payload of the message.

Warnings can be used for other purposes, both cache-related and otherwise. The use of a warning, rather than an error status code, distinguishes these responses from true failures.

Warning header fields can in general be applied to any message, however some warn-codes are specific to caches and can only be applied to response messages.

  Warning       = 1#warning-value
  warning-value = warn-code SP warn-agent SP warn-text
                                        [SP warn-date]
  warn-code  = 3DIGIT
  warn-agent = ( uri-host [ ":" port ] ) / pseudonym
                  ; the name or pseudonym of the server adding
                  ; the Warning header field, for use in debugging
  warn-text  = quoted-string
  warn-date  = DQUOTE HTTP-date DQUOTE

Multiple warnings can be attached to a response (either by the origin server or by a cache), including multiple warnings with the same code number, only differing in warn-text.

When this occurs, the user agent SHOULD inform the user of as many of them as possible, in the order that they appear in the response.

Systems that generate multiple Warning header fields SHOULD order them with this user agent behavior in mind. New Warning header fields SHOULD be added after any existing Warning headers fields.

Warnings are assigned three digit warn-codes. The first digit indicates whether the Warning is required to be deleted from a stored response after validation:

If an implementation sends a message with one or more Warning header fields to a receiver whose version is HTTP/1.0 or lower, then the sender MUST include in each warning-value a warn-date that matches the Date header field in the message.

If a system receives a message with a warning-value that includes a warn-date, and that warn-date is different from the Date value in the response, then that warning-value MUST be deleted from the message before storing, forwarding, or using it. (preventing the consequences of naive caching of Warning header fields.) If all of the warning-values are deleted for this reason, the Warning header field MUST be deleted as well.

The following warn-codes are defined by this specification, each with a recommended warn-text in English, and a description of its meaning.

110 Response is stale

111 Revalidation failed

112 Disconnected operation

113 Heuristic expiration

199 Miscellaneous warning

214 Transformation applied

299 Miscellaneous persistent warning

4. History Lists

User agents often have history mechanisms, such as "Back" buttons and history lists, that can be used to redisplay a representation retrieved earlier in a session.

The freshness model (Section 2.3) does not necessarily apply to history mechanisms. I.e., a history mechanism can display a previous representation even if it has expired.

This does not prohibit the history mechanism from telling the user that a view might be stale, or from honoring cache directives (e.g., Cache-Control: no-store).

5. IANA Considerations

5.1 Cache Directive Registry

The registration procedure for HTTP Cache Directives is defined by Section 3.2.3 of this document.

The HTTP Cache Directive Registry shall be created at <> and be populated with the registrations below:

Cache Directive Reference
max-age Section 3.2.1, Section 3.2.2
max-stale Section 3.2.1
min-fresh Section 3.2.1
must-revalidate Section 3.2.2
no-cache Section 3.2.1, Section 3.2.2
no-store Section 3.2.1, Section 3.2.2
no-transform Section 3.2.1, Section 3.2.2
only-if-cached Section 3.2.1
private Section 3.2.2
proxy-revalidate Section 3.2.2
public Section 3.2.2
s-maxage Section 3.2.2
stale-if-error [RFC5861], Section 4
stale-while-revalidate [RFC5861], Section 3

5.2 Header Field Registration

The Message Header Field Registry located at <> shall be updated with the permanent registrations below (see [RFC3864]):

Header Field Name Protocol Status Reference
Age http standard Section 3.1
Cache-Control http standard Section 3.2
Expires http standard Section 3.3
Pragma http standard Section 3.4
Vary http standard Section 3.5
Warning http standard Section 3.6

The change controller is: "IETF ( - Internet Engineering Task Force".

6. Security Considerations

Caches expose additional potential vulnerabilities, since the contents of the cache represent an attractive target for malicious exploitation. Because cache contents persist after an HTTP request is complete, an attack on the cache can reveal information long after a user believes that the information has been removed from the network. Therefore, cache contents need to be protected as sensitive information.

7. Acknowledgments

Much of the content and presentation of the caching design is due to suggestions and comments from individuals including: Shel Kaphan, Paul Leach, Koen Holtman, David Morris, and Larry Masinter.

8. References

8.1 Normative References

[Part1] Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 1: URIs, Connections, and Message Parsing”, Internet-Draft draft-ietf-httpbis-p1-messaging-15 (work in progress), July 2011.
[Part2] Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 2: Message Semantics”, Internet-Draft draft-ietf-httpbis-p2-semantics-15 (work in progress), July 2011.
[Part4] Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 4: Conditional Requests”, Internet-Draft draft-ietf-httpbis-p4-conditional-15 (work in progress), July 2011.
[Part5] Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 5: Range Requests and Partial Responses”, Internet-Draft draft-ietf-httpbis-p5-range-15 (work in progress), July 2011.
[Part7] Fielding, R., Ed., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., Berners-Lee, T., Lafon, Y., Ed., and J. Reschke, Ed., “HTTP/1.1, part 7: Authentication”, Internet-Draft draft-ietf-httpbis-p7-auth-15 (work in progress), July 2011.
[RFC2119] Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels”, BCP 14, RFC 2119, March 1997.
[RFC5234] Crocker, D., Ed. and P. Overell, “Augmented BNF for Syntax Specifications: ABNF”, STD 68, RFC 5234, January 2008.

8.2 Informative References

[RFC1305] Mills, D., “Network Time Protocol (Version 3) Specification, Implementation”, RFC 1305, March 1992.
[RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L., Leach, P., and T. Berners-Lee, “Hypertext Transfer Protocol -- HTTP/1.1”, RFC 2616, June 1999.
[RFC3864] Klyne, G., Nottingham, M., and J. Mogul, “Registration Procedures for Message Header Fields”, BCP 90, RFC 3864, September 2004.
[RFC5226] Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs”, BCP 26, RFC 5226, May 2008.
[RFC5861] Nottingham, M., “HTTP Cache-Control Extensions for Stale Content”, RFC 5861, April 2010.

Authors' Addresses

Roy T. Fielding (editor) Adobe Systems Incorporated345 Park AveSan Jose, CA 95110USAEmail: URI:
Jim GettysAlcatel-Lucent Bell Labs21 Oak Knoll RoadCarlisle, MA 01741USAEmail: URI:
Jeffrey C. MogulHewlett-Packard CompanyHP Labs, Large Scale Systems Group1501 Page Mill Road, MS 1177Palo Alto, CA 94304USAEmail:
Henrik Frystyk NielsenMicrosoft Corporation1 Microsoft WayRedmond, WA 98052USAEmail:
Larry MasinterAdobe Systems Incorporated345 Park AveSan Jose, CA 95110USAEmail: URI:
Paul J. LeachMicrosoft Corporation1 Microsoft WayRedmond, WA 98052Email:
Tim Berners-LeeWorld Wide Web ConsortiumMIT Computer Science and Artificial Intelligence LaboratoryThe Stata Center, Building 3232 Vassar StreetCambridge, MA 02139USAEmail: URI:
Yves Lafon (editor) World Wide Web ConsortiumW3C / ERCIM2004, rte des LuciolesSophia-Antipolis, AM 06902FranceEmail: URI:
Mark Nottingham (editor) Email: URI:
Julian F. Reschke (editor) greenbytes GmbHHafenweg 16Muenster, NW 48155GermanyPhone: +49 251 2807760Fax: +49 251 2807761Email: URI:

A. Changes from RFC 2616

Make the specified age calculation algorithm less conservative. (Section 2.3.2)

Remove requirement to consider Content-Location in successful responses in order to determine the appropriate response to use. (Section 2.4)

Clarify denial of service attack avoidance requirement. (Section 2.5)

Change ABNF productions for header fields to only define the field value. (Section 3)

Do not mention RFC 2047 encoding and multiple languages in Warning header fields anymore, as these aspects never were implemented. (Section 3.6)

B. Collected ABNF

Age = delta-seconds

Cache-Control = *( "," OWS ) cache-directive *( OWS "," [ OWS
 cache-directive ] )

Expires = HTTP-date

HTTP-date = <HTTP-date, defined in [Part1], Section 6.1>

OWS = <OWS, defined in [Part1], Section 1.2.2>

Pragma = *( "," OWS ) pragma-directive *( OWS "," [ OWS
 pragma-directive ] )

Vary = "*" / ( *( "," OWS ) field-name *( OWS "," [ OWS field-name ]
 ) )

Warning = *( "," OWS ) warning-value *( OWS "," [ OWS warning-value ]

cache-directive = cache-request-directive / cache-response-directive
cache-extension = token [ "=" ( token / quoted-string ) ]
cache-request-directive = "no-cache" / "no-store" / ( "max-age="
 delta-seconds ) / ( "max-stale" [ "=" delta-seconds ] ) / (
 "min-fresh=" delta-seconds ) / "no-transform" / "only-if-cached" /
cache-response-directive = "public" / ( "private" [ "=" DQUOTE *( ","
 OWS ) field-name *( OWS "," [ OWS field-name ] ) DQUOTE ] ) / (
 "no-cache" [ "=" DQUOTE *( "," OWS ) field-name *( OWS "," [ OWS
 field-name ] ) DQUOTE ] ) / "no-store" / "no-transform" /
 "must-revalidate" / "proxy-revalidate" / ( "max-age=" delta-seconds
 ) / ( "s-maxage=" delta-seconds ) / cache-extension

delta-seconds = 1*DIGIT

extension-pragma = token [ "=" ( token / quoted-string ) ]

field-name = <field-name, defined in [Part1], Section 3.2>

port = <port, defined in [Part1], Section 2.7>
pragma-directive = "no-cache" / extension-pragma
pseudonym = <pseudonym, defined in [Part1], Section 9.9>

quoted-string = <quoted-string, defined in [Part1], Section 1.2.2>

token = <token, defined in [Part1], Section 1.2.2>

uri-host = <uri-host, defined in [Part1], Section 2.7>

warn-agent = ( uri-host [ ":" port ] ) / pseudonym
warn-code = 3DIGIT
warn-date = DQUOTE HTTP-date DQUOTE
warn-text = quoted-string
warning-value = warn-code SP warn-agent SP warn-text [ SP warn-date

ABNF diagnostics:

; Age defined but not used
; Cache-Control defined but not used
; Expires defined but not used
; Pragma defined but not used
; Vary defined but not used
; Warning defined but not used

C. Change Log (to be removed by RFC Editor before publication)

C.1 Since RFC 2616

Extracted relevant partitions from [RFC2616].

C.2 Since draft-ietf-httpbis-p6-cache-00

Closed issues:

Other changes:

C.3 Since draft-ietf-httpbis-p6-cache-01

Closed issues:

Other changes:

C.4 Since draft-ietf-httpbis-p6-cache-02

Ongoing work on IANA Message Header Field Registration (<>):

C.5 Since draft-ietf-httpbis-p6-cache-03

Closed issues:

C.6 Since draft-ietf-httpbis-p6-cache-04

Ongoing work on ABNF conversion (<>):

C.7 Since draft-ietf-httpbis-p6-cache-05

This is a total rewrite of this part of the specification.

Affected issues:

In addition: Final work on ABNF conversion (<>):

C.8 Since draft-ietf-httpbis-p6-cache-06

Closed issues:

Affected issues:

C.9 Since draft-ietf-httpbis-p6-cache-07

Closed issues:

C.10 Since draft-ietf-httpbis-p6-cache-08

Closed issues:

Affected issues:

Partly resolved issues:

C.11 Since draft-ietf-httpbis-p6-cache-09

Closed issues:

Partly resolved issues:

C.12 Since draft-ietf-httpbis-p6-cache-10

Closed issues:

C.13 Since draft-ietf-httpbis-p6-cache-11

Closed issues:

C.14 Since draft-ietf-httpbis-p6-cache-12

Closed issues:

C.15 Since draft-ietf-httpbis-p6-cache-13

Closed issues:

C.16 Since draft-ietf-httpbis-p6-cache-14

Closed issues: