source: draft-ietf-httpbis/00/p7-auth.xml @ 2262

<?xml version="1.0" encoding="utf-8"?>
<!DOCTYPE rfc [
  <!ENTITY MAY "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>MAY</bcp14>">
  <!ENTITY MUST "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>MUST</bcp14>">
  <!ENTITY MUST-NOT "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>MUST NOT</bcp14>">
  <!ENTITY OPTIONAL "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>OPTIONAL</bcp14>">
  <!ENTITY RECOMMENDED "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>RECOMMENDED</bcp14>">
  <!ENTITY REQUIRED "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>REQUIRED</bcp14>">
  <!ENTITY SHALL "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>SHALL</bcp14>">
  <!ENTITY SHALL-NOT "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>SHALL NOT</bcp14>">
  <!ENTITY SHOULD "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>SHOULD</bcp14>">
  <!ENTITY SHOULD-NOT "<bcp14 xmlns='http://purl.org/net/xml2rfc/ext'>SHOULD NOT</bcp14>">
  <!ENTITY ID-VERSION "00">
  <!ENTITY ID-MONTH "December">
  <!ENTITY ID-YEAR "2007">
  <!ENTITY shared-and-non-shared-caches "<xref target='Part6' x:rel='#shared.and.non-shared.caches' xmlns:x='http://purl.org/net/xml2rfc/ext'/>">
]>
<?rfc toc="yes" ?>
<?rfc symrefs="yes" ?>
<?rfc sortrefs="yes" ?>
<?rfc compact="yes"?>
<?rfc subcompact="no" ?>
<?rfc linkmailto="no" ?>
<?rfc editing="no" ?>
<?rfc-ext allow-markup-in-artwork="yes" ?>
<?rfc-ext include-references-in-index="yes" ?>
<rfc obsoletes="2068, 2616" updates="2617" category="std"
     ipr="full3978" docName="draft-ietf-httpbis-p7-auth-&ID-VERSION;"
     xmlns:x='http://purl.org/net/xml2rfc/ext' xmlns:ed="http://greenbytes.de/2002/rfcedit">
<front>

  <title abbrev="HTTP/1.1">HTTP/1.1, part 7: Authentication</title>

  <author initials="R." surname="Fielding" fullname="Roy T. Fielding" role="editor">
    <organization abbrev="Day Software">Day Software</organization>
    <address>
      <postal>
        <street>23 Corporate Plaza DR, Suite 280</street>
        <city>Newport Beach</city>
        <region>CA</region>
        <code>92660</code>
        <country>USA</country>
      </postal>
      <phone>+1-949-706-5300</phone>
      <facsimile>+1-949-706-5305</facsimile>
      <email>fielding@gbiv.com</email>
      <uri>http://roy.gbiv.com/</uri>
    </address>
  </author>

  <author initials="J." surname="Gettys" fullname="Jim Gettys">
    <organization>One Laptop per Child</organization>
    <address>
      <postal>
        <street>21 Oak Knoll Road</street>
        <city>Carlisle</city>
        <region>MA</region>
        <code>01741</code>
        <country>USA</country>
      </postal>
      <email>jg@laptop.org</email>
      <uri>http://www.laptop.org/</uri>
    </address>
  </author>
  
  <author initials="J." surname="Mogul" fullname="Jeffrey C. Mogul">
    <organization abbrev="HP">Hewlett-Packard Company</organization>
    <address>
      <postal>
        <street>HP Labs, Large Scale Systems Group</street>
        <street>1501 Page Mill Road, MS 1177</street>
        <city>Palo Alto</city>
        <region>CA</region>
        <code>94304</code>
        <country>USA</country>
      </postal>
      <email>JeffMogul@acm.org</email>
    </address>
  </author>

  <author initials="H." surname="Frystyk" fullname="Henrik Frystyk Nielsen">
    <organization abbrev="Microsoft">Microsoft Corporation</organization>
    <address>
      <postal>
        <street>1 Microsoft Way</street>
        <city>Redmond</city>
        <region>WA</region>
        <code>98052</code>
        <country>USA</country>
      </postal>
      <email>henrikn@microsoft.com</email>
    </address>
  </author>

  <author initials="L." surname="Masinter" fullname="Larry Masinter">
    <organization abbrev="Adobe Systems">Adobe Systems, Incorporated</organization>
    <address>
      <postal>
        <street>345 Park Ave</street>
        <city>San Jose</city>
        <region>CA</region>
        <code>95110</code>
        <country>USA</country>
      </postal>
      <email>LMM@acm.org</email>
      <uri>http://larry.masinter.net/</uri>
    </address>
  </author>
  
  <author initials="P." surname="Leach" fullname="Paul J. Leach">
    <organization abbrev="Microsoft">Microsoft Corporation</organization>
    <address>
      <postal>
        <street>1 Microsoft Way</street>
        <city>Redmond</city>
        <region>WA</region>
        <code>98052</code>
      </postal>
      <email>paulle@microsoft.com</email>
    </address>
  </author>
   
  <author initials="T." surname="Berners-Lee" fullname="Tim Berners-Lee">
    <organization abbrev="W3C/MIT">World Wide Web Consortium</organization>
    <address>
      <postal>
        <street>MIT Computer Science and Artificial Intelligence Laboratory</street>
        <street>The Stata Center, Building 32</street>
        <street>32 Vassar Street</street>
        <city>Cambridge</city>
        <region>MA</region>
        <code>02139</code>
        <country>USA</country>
      </postal>
      <email>timbl@w3.org</email>
      <uri>http://www.w3.org/People/Berners-Lee/</uri>
    </address>
  </author>

  <date month="&ID-MONTH;" year="&ID-YEAR;" day="20"/>

<abstract>
<t>
   The Hypertext Transfer Protocol (HTTP) is an application-level
   protocol for distributed, collaborative, hypermedia information
   systems. HTTP has been in use by the World Wide Web global information
   initiative since 1990. This document is Part 7 of the seven-part specification
   that defines the protocol referred to as "HTTP/1.1" and, taken together,
   obsoletes RFC 2616.  Part 7 defines HTTP Authentication.
</t>
</abstract>

<note title="Editorial Note (To be removed by RFC Editor)">
  <t>
    This version of the HTTP specification contains only minimal editorial
    changes from <xref target="RFC2616"/> (abstract, introductory paragraph,
    and authors' addresses).  All other changes are due to partitioning the
    original into seven mostly independent parts.  The intent is for readers
    of future drafts to able to use draft 00 as the basis for comparison
    when the WG makes later changes to the specification text.  This draft
    will shortly be followed by draft 01 (containing the first round of changes
    that have already been agreed to on the mailing list). There is no point in
    reviewing this draft other than to verify that the partitioning has been
    done correctly.  Roy T. Fielding, Yves Lafon, and Julian Reschke
    will be the editors after draft 00 is submitted.
  </t>
  <t>
    Discussion of this draft should take place on the HTTPBIS working group
    mailing list (ietf-http-wg@w3.org). The current issues list is
    at <eref target="http://www3.tools.ietf.org/wg/httpbis/trac/report/11"/>
    and related documents (including fancy diffs) can be found at
    <eref target="http://www3.tools.ietf.org/wg/httpbis/"/>.
  </t>
</note>
</front>
<middle>
<section title="Introduction" anchor="introduction">
<t>
   This document will define aspects of HTTP related to access control and
   authentication. Right now it only includes the extracted relevant sections
   of <xref target="RFC2616">RFC 2616</xref> with only minor edits.
</t>
<t>
   HTTP provides several &OPTIONAL; challenge-response authentication
   mechanisms which can be used by a server to challenge a client
   request and by a client to provide authentication information. The
   general framework for access authentication, and the specification of
   "basic" and "digest" authentication, are specified in "HTTP
   Authentication: Basic and Digest Access Authentication" <xref target="RFC2617"/>. This
   specification adopts the definitions of "challenge" and "credentials"
   from that specification.
</t>
</section>

<section title="Status Code Definitions">
<section title="401 Unauthorized" anchor="status.401">
  <iref primary="true" item="401 Unauthorized (status code)" x:for-anchor=""/>
  <iref primary="true" item="Status Codes" subitem="401 Unauthorized" x:for-anchor=""/>
<t>
   The request requires user authentication. The response &MUST; include a
   WWW-Authenticate header field (<xref target="header.www-authenticate"/>) containing a challenge
   applicable to the requested resource. The client &MAY; repeat the
   request with a suitable Authorization header field (<xref target="header.authorization"/>). If
   the request already included Authorization credentials, then the 401
   response indicates that authorization has been refused for those
   credentials. If the 401 response contains the same challenge as the
   prior response, and the user agent has already attempted
   authentication at least once, then the user &SHOULD; be presented the
   entity that was given in the response, since that entity might
   include relevant diagnostic information. HTTP access authentication
   is explained in "HTTP Authentication: Basic and Digest Access
   Authentication" <xref target="RFC2617"/>.
</t>
</section>
<section title="407 Proxy Authentication Required" anchor="status.407">
  <iref primary="true" item="407 Proxy Authentication Required (status code)" x:for-anchor=""/>
  <iref primary="true" item="Status Codes" subitem="407 Proxy Authentication Required" x:for-anchor=""/>
<t>
   This code is similar to 401 (Unauthorized), but indicates that the
   client must first authenticate itself with the proxy. The proxy &MUST;
   return a Proxy-Authenticate header field (<xref target="header.proxy-authenticate"/>) containing a
   challenge applicable to the proxy for the requested resource. The
   client &MAY; repeat the request with a suitable Proxy-Authorization
   header field (<xref target="header.proxy-authorization"/>). HTTP access authentication is explained
   in "HTTP Authentication: Basic and Digest Access Authentication"
   <xref target="RFC2617"/>.
</t>
</section>
</section>

<section title="Header Field Definitions" anchor="header.fields">
<t>
   This section defines the syntax and semantics of all standard
   HTTP/1.1 header fields. For entity-header fields, both sender and
   recipient refer to either the client or the server, depending on who
   sends and who receives the entity.
</t>

<section title="Authorization" anchor="header.authorization">
  <iref primary="true" item="Authorization header" x:for-anchor=""/>
  <iref primary="true" item="Headers" subitem="Authorization" x:for-anchor=""/>
<t>
      A user agent that wishes to authenticate itself with a server--
      usually, but not necessarily, after receiving a 401 response--does
      so by including an Authorization request-header field with the
      request.  The Authorization field value consists of credentials
      containing the authentication information of the user agent for
      the realm of the resource being requested.
</t>
<figure><artwork type="abnf2616"><iref primary="true" item="Grammar" subitem="Authorization"/>
       Authorization  = "Authorization" ":" credentials
</artwork></figure>
<t>
      HTTP access authentication is described in "HTTP Authentication:
      Basic and Digest Access Authentication" <xref target="RFC2617"/>. If a request is
      authenticated and a realm specified, the same credentials &SHOULD;
      be valid for all other requests within this realm (assuming that
      the authentication scheme itself does not require otherwise, such
      as credentials that vary according to a challenge value or using
      synchronized clocks).
</t>
<t>
      When a shared cache (see &shared-and-non-shared-caches;) receives a request
      containing an Authorization field, it &MUST-NOT; return the
      corresponding response as a reply to any other request, unless one
      of the following specific exceptions holds:
</t>
<t>
  <list style="numbers">
      <t>If the response includes the "s-maxage" cache-control
         directive, the cache &MAY; use that response in replying to a
         subsequent request. But (if the specified maximum age has
         passed) a proxy cache &MUST; first revalidate it with the origin
         server, using the request-headers from the new request to allow
         the origin server to authenticate the new request. (This is the
         defined behavior for s-maxage.) If the response includes "s-maxage=0",
         the proxy &MUST; always revalidate it before re-using
         it.</t>

      <t>If the response includes the "must-revalidate" cache-control
         directive, the cache &MAY; use that response in replying to a
         subsequent request. But if the response is stale, all caches
         &MUST; first revalidate it with the origin server, using the
         request-headers from the new request to allow the origin server
         to authenticate the new request.</t>

      <t>If the response includes the "public" cache-control directive,
         it &MAY; be returned in reply to any subsequent request.</t>
  </list>
</t>
</section>

<section title="Proxy-Authenticate" anchor="header.proxy-authenticate">
  <iref primary="true" item="Proxy-Authenticate header" x:for-anchor=""/>
  <iref primary="true" item="Headers" subitem="Proxy-Authenticate" x:for-anchor=""/>
<t>
   The Proxy-Authenticate response-header field &MUST; be included as part
   of a 407 (Proxy Authentication Required) response. The field value
   consists of a challenge that indicates the authentication scheme and
   parameters applicable to the proxy for this Request-URI.
</t>
<figure><artwork type="abnf2616"><iref primary="true" item="Grammar" subitem="Proxy-Authenticate"/>
    Proxy-Authenticate  = "Proxy-Authenticate" ":" 1#challenge
</artwork></figure>
<t>
   The HTTP access authentication process is described in "HTTP
   Authentication: Basic and Digest Access Authentication" <xref target="RFC2617"/>. Unlike
   WWW-Authenticate, the Proxy-Authenticate header field applies only to
   the current connection and &SHOULD-NOT;  be passed on to downstream
   clients. However, an intermediate proxy might need to obtain its own
   credentials by requesting them from the downstream client, which in
   some circumstances will appear as if the proxy is forwarding the
   Proxy-Authenticate header field.
</t>
</section>

<section title="Proxy-Authorization" anchor="header.proxy-authorization">
  <iref primary="true" item="Proxy-Authorization header" x:for-anchor=""/>
  <iref primary="true" item="Headers" subitem="Proxy-Authorization" x:for-anchor=""/>
<t>
   The Proxy-Authorization request-header field allows the client to
   identify itself (or its user) to a proxy which requires
   authentication. The Proxy-Authorization field value consists of
   credentials containing the authentication information of the user
   agent for the proxy and/or realm of the resource being requested.
</t>
<figure><artwork type="abnf2616"><iref primary="true" item="Grammar" subitem="Proxy-Authorization"/>
    Proxy-Authorization     = "Proxy-Authorization" ":" credentials
</artwork></figure>
<t>
   The HTTP access authentication process is described in "HTTP
   Authentication: Basic and Digest Access Authentication" <xref target="RFC2617"/>. Unlike
   Authorization, the Proxy-Authorization header field applies only to
   the next outbound proxy that demanded authentication using the Proxy-Authenticate
   field. When multiple proxies are used in a chain, the
   Proxy-Authorization header field is consumed by the first outbound
   proxy that was expecting to receive credentials. A proxy &MAY; relay
   the credentials from the client request to the next proxy if that is
   the mechanism by which the proxies cooperatively authenticate a given
   request.
</t>
</section>

<section title="WWW-Authenticate" anchor="header.www-authenticate">
  <iref primary="true" item="WWW-Authenticate header" x:for-anchor=""/>
  <iref primary="true" item="Headers" subitem="WWW-Authenticate" x:for-anchor=""/>
<t>
   The WWW-Authenticate response-header field &MUST; be included in 401
   (Unauthorized) response messages. The field value consists of at
   least one challenge that indicates the authentication scheme(s) and
   parameters applicable to the Request-URI.
</t>
<figure><artwork type="abnf2616"><iref primary="true" item="Grammar" subitem="WWW-Authenticate"/>
    WWW-Authenticate  = "WWW-Authenticate" ":" 1#challenge
</artwork></figure>
<t>
   The HTTP access authentication process is described in "HTTP
   Authentication: Basic and Digest Access Authentication" <xref target="RFC2617"/>. User
   agents are advised to take special care in parsing the WWW-Authenticate
   field value as it might contain more than one challenge,
   or if more than one WWW-Authenticate header field is provided, the
   contents of a challenge itself can contain a comma-separated list of
   authentication parameters.
</t>
</section>

</section>

<section title="IANA Considerations" anchor="IANA.considerations">
<t>
   TBD.
</t>
</section>

<section title="Security Considerations" anchor="security.considerations">
<t>
   This section is meant to inform application developers, information
   providers, and users of the security limitations in HTTP/1.1 as
   described by this document. The discussion does not include
   definitive solutions to the problems revealed, though it does make
   some suggestions for reducing security risks.
</t>

<section title="Authentication Credentials and Idle Clients" anchor="auth.credentials.and.idle.clients">
<t>
   Existing HTTP clients and user agents typically retain authentication
   information indefinitely. HTTP/1.1. does not provide a method for a
   server to direct clients to discard these cached credentials. This is
   a significant defect that requires further extensions to HTTP.
   Circumstances under which credential caching can interfere with the
   application's security model include but are not limited to:
  <list style="symbols">
     <t>Clients which have been idle for an extended period following
        which the server might wish to cause the client to reprompt the
        user for credentials.</t>

     <t>Applications which include a session termination indication
        (such as a `logout' or `commit' button on a page) after which
        the server side of the application `knows' that there is no
        further reason for the client to retain the credentials.</t>
  </list>
</t>
<t>
   This is currently under separate study. There are a number of work-arounds
   to parts of this problem, and we encourage the use of
   password protection in screen savers, idle time-outs, and other
   methods which mitigate the security problems inherent in this
   problem. In particular, user agents which cache credentials are
   encouraged to provide a readily accessible mechanism for discarding
   cached credentials under user control.
</t>
</section>
</section>

<section title="Acknowledgments" anchor="ack">
<t>
   Based on an XML translation of RFC 2616 by Julian Reschke.
</t>
</section>
</middle>
<back>
<references>

<reference anchor="Part6">
   <front>
      <title abbrev="HTTP/1.1">HTTP/1.1, part 6: Caching</title>
      <author initials="R." surname="Fielding" fullname="Roy T. Fielding" role="editor">
         <organization abbrev="Day Software">Day Software</organization>
         <address><email>fielding@gbiv.com</email></address>
      </author>
      <author initials="J." surname="Gettys" fullname="Jim Gettys">
         <organization>One Laptop per Child</organization>
         <address><email>jg@laptop.org</email></address>
      </author>
      <author initials="J." surname="Mogul" fullname="Jeffrey C. Mogul">
         <organization abbrev="HP">Hewlett-Packard Company</organization>
         <address><email>JeffMogul@acm.org</email></address>
      </author>
      <author initials="H." surname="Frystyk" fullname="Henrik Frystyk Nielsen">
         <organization abbrev="Microsoft">Microsoft Corporation</organization>
         <address><email>henrikn@microsoft.com</email></address>
      </author>
      <author initials="L." surname="Masinter" fullname="Larry Masinter">
         <organization abbrev="Adobe Systems">Adobe Systems, Incorporated</organization>
         <address><email>LMM@acm.org</email></address>
      </author>
      <author initials="P." surname="Leach" fullname="Paul J. Leach">
         <organization abbrev="Microsoft">Microsoft Corporation</organization>
         <address><email>paulle@microsoft.com</email></address>
      </author>
      <author initials="T." surname="Berners-Lee" fullname="Tim Berners-Lee">
         <organization abbrev="W3C/MIT">World Wide Web Consortium</organization>
         <address><email>timbl@w3.org</email></address>
      </author>
      <date month="&ID-MONTH;" year="&ID-YEAR;"/>
   </front>
   <seriesInfo name="Internet-Draft" value="draft-ietf-httpbis-p6-cache-&ID-VERSION;"/>
   <x:source href="p6-cache.xml" basename="p6-cache"/>
</reference>

<reference anchor="RFC2616">
   <front>
      <title>Hypertext Transfer Protocol -- HTTP/1.1</title>
      <author initials="R." surname="Fielding" fullname="R. Fielding">
         <organization>University of California, Irvine</organization>
         <address><email>fielding@ics.uci.edu</email></address>
      </author>
      <author initials="J." surname="Gettys" fullname="J. Gettys">
         <organization>W3C</organization>
         <address><email>jg@w3.org</email></address>
      </author>
      <author initials="J." surname="Mogul" fullname="J. Mogul">
         <organization>Compaq Computer Corporation</organization>
         <address><email>mogul@wrl.dec.com</email></address>
      </author>
      <author initials="H." surname="Frystyk" fullname="H. Frystyk">
         <organization>MIT Laboratory for Computer Science</organization>
         <address><email>frystyk@w3.org</email></address>
      </author>
      <author initials="L." surname="Masinter" fullname="L. Masinter">
         <organization>Xerox Corporation</organization>
         <address><email>masinter@parc.xerox.com</email></address>
      </author>
      <author initials="P." surname="Leach" fullname="P. Leach">
         <organization>Microsoft Corporation</organization>
         <address><email>paulle@microsoft.com</email></address>
      </author>
      <author initials="T." surname="Berners-Lee" fullname="T. Berners-Lee">
         <organization>W3C</organization>
         <address><email>timbl@w3.org</email></address>
      </author>
      <date month="June" year="1999"/>
   </front>
   <seriesInfo name="RFC" value="2616"/>
</reference>

<reference anchor="RFC2617">
   <front>
      <title abbrev="HTTP Authentication">HTTP Authentication: Basic and Digest Access Authentication</title>
      <author initials="J." surname="Franks" fullname="John Franks">
         <organization>Northwestern University, Department of Mathematics</organization>
         <address><email>john@math.nwu.edu</email></address>
      </author>
      <author initials="P.M." surname="Hallam-Baker" fullname="Phillip M. Hallam-Baker">
         <organization>Verisign Inc.</organization>
         <address><email>pbaker@verisign.com</email></address>
      </author>
      <author initials="J.L." surname="Hostetler" fullname="Jeffery L. Hostetler">
         <organization>AbiSource, Inc.</organization>
         <address><email>jeff@AbiSource.com</email></address>
      </author>
      <author initials="S.D." surname="Lawrence" fullname="Scott D. Lawrence">
         <organization>Agranat Systems, Inc.</organization>
         <address><email>lawrence@agranat.com</email></address>
      </author>
      <author initials="P.J." surname="Leach" fullname="Paul J. Leach">
         <organization>Microsoft Corporation</organization>
         <address><email>paulle@microsoft.com</email></address>
      </author>
      <author initials="A." surname="Luotonen" fullname="Ari Luotonen">
         <organization>Netscape Communications Corporation</organization>
      </author>
      <author initials="L." surname="Stewart" fullname="Lawrence C. Stewart">
         <organization>Open Market, Inc.</organization>
         <address><email>stewart@OpenMarket.com</email></address>
      </author>
      <date month="June" year="1999"/>
   </front>
   <seriesInfo name="RFC" value="2617"/>
</reference>

</references>
</back>
</rfc>